Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Martin Spieler is an investment advisor representative at Oppenheimer & Co. Inc. Jay has been in the securities industry for 41 years, beginning in October 1982. Jay is registered with the state of Florida as an Investment Advisor Representative. Jay previously worked at CIBC WORLD MARKETS CORP., SCHILD ASSET MANAGEMENT INC., SMITH BARNEY INC., DREXEL BURNHAM LAMBERT INCORPORATED, BEAR, STEARNS & CO. INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jay has passed the Series 7, Series 63, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/28/2006 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
NY
06/13/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
FL
06/06/1995 - 06/24/1996
SCHILD ASSET MANAGEMENT INC. (PEMBROKE PINES FL)
NY
05/22/1989 - 06/15/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
07/14/1987 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/22/1984 - 07/21/1987
BEAR, STEARNS & CO. INC.
NA
10/20/1982 - 06/22/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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