Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Martin Spieler is a registered investment advisor representative with Oppenheimer & Co. Inc., having been with the firm since 2006. Spieler is a veteran of the financial industry with over 40 years of experience and has a proven track record of success in portfolio management for individuals and businesses. Spieler has been registered in various states, including Florida, California, and New York, and holds several industry certifications. In addition to providing financial planning services, Spieler also offers portfolio management for pooled investment vehicles and selection of other advisors. Prior to joining Oppenheimer & Co. Inc., Spieler held positions with several prominent financial institutions, including CIBC World Markets Corp., Smith Barney Inc., and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/28/2006 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
NY
06/13/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
FL
06/06/1995 - 06/24/1996
SCHILD ASSET MANAGEMENT INC. (PEMBROKE PINES FL)
NY
05/22/1989 - 06/15/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
07/14/1987 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/22/1984 - 07/21/1987
BEAR, STEARNS & CO. INC.
NA
10/20/1982 - 06/22/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 4/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jay Spieler is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
