Unclaimed
Jay Mandel Schiff is a financial advisor registered with B. Riley Wealth Management. Jay has been in the industry since 1992 and holds the Series 7, Series 63, and SIE licenses. Jay is licensed to offer securities and investment advice in Arizona, California, Florida, and Illinois. Jay was previously registered with National Securities Corporation, Liss Financial Services, R. D. Kushnir & Co., First Options of Chicago, Inc., and Oppenheimer & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/22/2022 - Present
B. Riley Wealth Management (BOCA RATON FL)
IL
10/01/2002 - 07/22/2022
NATIONAL SECURITIES CORPORATION (CHICAGO IL)
WI
07/20/1998 - 10/01/2002
LISS FINANCIAL SERVICES (MILWAUKEE WI)
IL
10/08/1993 - 07/07/1998
R. D. KUSHNIR & CO. (NORTHBROOK IL)
IL
05/01/1995 - 05/12/1995
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NY
02/18/1992 - 08/30/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 02/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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