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Jay Mandel Schiff

B. Riley Wealth Management

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About Jay Mandel Schiff

Jay Mandel Schiff is a financial advisor registered with B. Riley Wealth Management. Jay has been in the industry since 1992 and holds the Series 7, Series 63, and SIE licenses. Jay is licensed to offer securities and investment advice in Arizona, California, Florida, and Illinois. Jay was previously registered with National Securities Corporation, Liss Financial Services, R. D. Kushnir & Co., First Options of Chicago, Inc., and Oppenheimer & Co., Inc.

Firm Information

Jay Schiff is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jay Schiff’s Registration & Firm History

FL

07/22/2022 - Present

B. Riley Wealth Management (BOCA RATON FL)

IL

10/01/2002 - 07/22/2022

NATIONAL SECURITIES CORPORATION (CHICAGO IL)

WI

07/20/1998 - 10/01/2002

LISS FINANCIAL SERVICES (MILWAUKEE WI)

IL

10/08/1993 - 07/07/1998

R. D. KUSHNIR & CO. (NORTHBROOK IL)

IL

05/01/1995 - 05/12/1995

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

NY

02/18/1992 - 08/30/1993

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jay Mandel Schiff. Review regulatory record here.
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