Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay M. Rottner is a registered representative with J.p. Morgan Securities LLC. Jay is a licensed investment advisor representative in Georgia, Louisiana, North Carolina, Ohio, Oklahoma and Texas. Jay has been in the securities industry since March 21, 1993. Jay has experience with Morgan Keegan & Company, Inc., Wachovia Securities, LLC, J.C. Bradford & Co., and Dean Witter Reynolds Inc. Jay has passed the Uniform Securities Agent State Law Examination, Uniform Investment Adviser Law Examination, Securities Industry Essentials Examination, and the General Securities Representative Examination. Jay M. Rottner is a registered representative of J.P. Morgan Securities LLC. J.P. Morgan Securities LLC is a member of FINRA and SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
11/13/2014 - Present
J.p. Morgan Securities LLC (ATLANTA GA)
GA
10/23/2003 - 01/13/2012
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
MO
07/24/2000 - 10/22/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/03/1998 - 07/24/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
03/22/1993 - 04/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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