Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Rabinowitz is a financial advisor who has been in the industry since 1987. Jay is registered with The Leaders Group, Inc. in Littleton, CO. Jay is also registered with the state of California and New York. Jay holds the Series 6, 7, and 63 licenses, as well as the SIE exam. Jay previously worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/24/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
12/08/2011 - 07/11/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/13/1986 - 10/14/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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