Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Pangelinan is a financial advisor with over 27 years of experience in the industry. Jay is currently registered with J.P. Morgan Securities LLC, and has been with the firm since October 2012. Previously, Jay was registered with CHASE INVESTMENT SERVICES CORP. from May 2009 to October 2012, WAMU INVESTMENTS, INC. from March 2002 to May 2009, WM FINANCIAL SERVICES, INC. from May 1998 to July 2000, and GREAT WESTERN FINANCIAL SECURITIES CORPORATION from June 1994 to May 1998. Jay holds Series 6, 7, 63 and 65 securities licenses. Jay specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/20/2013 - Present
J.p. Morgan Securities LLC (BUENA PARK CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BUENA PARK CA)
CA
03/15/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (BUENA PARK CA)
CA
05/01/1998 - 07/25/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/21/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
AZ
04/08/1993 - 04/25/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 1/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 4/7/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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