Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay M. Pangelinan is a financial professional with over 28 years of experience in the industry. Jay is currently registered with J.p. Morgan Securities LLC and has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Previously, Jay was also associated with WAMU INVESTMENTS, INC. and CHASE INVESTMENT SERVICES CORP. Jay holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Jay is also registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/20/2013 - Present
J.p. Morgan Securities LLC (BUENA PARK CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BUENA PARK CA)
CA
03/15/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (BUENA PARK CA)
CA
05/01/1998 - 07/25/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/21/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
AZ
04/08/1993 - 04/25/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 01/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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