Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Laird Griffin is a financial advisor currently registered with Wells Fargo Advisors Financial Network, LLC. Jay has been working in the financial industry since 2004 and has previously been registered with various firms, including Edward Jones, CETERA Investment Services LLC, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Evergreen Investment Services, Inc., Wachovia Capital Markets, LLC, Wachovia Securities, Inc., Heartland Securities Corp., ProTrader Trading, L.L.C., ProTrader Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jay holds various industry licenses and certifications including Series 7, Series 55, SIE, and Series 57TO and has experience providing financial planning and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/05/2023 - Present
Wells Fargo Advisors Financial Network, LLC (PEACHTREE CITY GA)
GA
06/30/2017 - 07/13/2020
EDWARD JONES (NEWNAN GA)
GA
02/03/2017 - 07/03/2017
CETERA INVESTMENT SERVICES LLC (NEWNAN GA)
NJ
12/18/2015 - 08/19/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
GA
07/14/2011 - 11/30/2015
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
NY
06/02/2010 - 07/19/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NC
09/14/2007 - 10/02/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
06/14/2004 - 08/06/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
03/20/2002 - 08/15/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NJ
11/30/2001 - 12/20/2001
HEARTLAND SECURITIES CORP. (EDISON NJ)
TX
07/27/2001 - 08/20/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
04/10/2001 - 08/20/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
NY
10/06/2000 - 02/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jay Griffin is the right advisor for you? Invested Better is here to help.
