Unclaimed
Jay Kuo is a financial professional registered with Wells Fargo Securities, LLC. Jay is licensed to provide investment advice in North Carolina. Jay's areas of expertise include Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/31/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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