Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Kim is a securities professional with over 20 years of experience in the industry. Jay is currently registered with Apollo Global Securities, LLC in New York. Previously, Jay was registered with Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Salomon Smith Barney Inc. Jay holds FINRA Series 7, 10, 24, 63, 79TO and SIE licenses and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/10/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/31/2011 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/26/2001 - 06/23/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/10/2000 - 06/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/03/1998 - 04/10/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 01/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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