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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Falini is an investment advisor representative at Zacks Investment Management, Inc. based in Chicago, IL. Jay has been in the industry since 1994 and has held previous positions at firms such as Investcorp, Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cresap, Inc. Jay is registered with the state of Delaware and New Jersey as an Investment Advisor Representative. Jay has specialized in various aspects of the financial industry, including portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/16/2008 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
NJ
11/14/2006 - 07/23/2007
INVESTACORP, INC. (HADDON HEIGHTS NJ)
PA
01/16/2001 - 10/16/2006
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NY
05/03/1995 - 01/25/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
10/14/1994 - 05/19/1995
CRESAP, INC. (RADNOR PA)
IA
Issued 01/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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