Unclaimed
Jay K. Vegors is a financial advisor with Fidelity Brokerage Services LLC, a brokerage firm. Jay has been in the industry since 2007 and is registered in 53 states. Jay holds the Series 7, Series 9, Series 10, Series 63 and Series 4 licenses. Jay has been employed by Fidelity Brokerage Services LLC since August 3, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/03/2007 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 08/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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