Unclaimed
Jay Justin Goldberg is a financial advisor with over 20 years of experience in the industry. Jay is currently registered with Hennion & Walsh, Inc., and holds Series 7, Series 63, and SIE licenses. Jay is also registered in 15 states, including Arizona, California, Connecticut, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Texas, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/25/2021 - Present
Hennion & Walsh, Inc. (BOCA RATON FL)
FL
04/08/2002 - 06/15/2021
FMSBONDS, INC. (BOCA RATON FL)
NY
11/19/2001 - 03/28/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
10/24/2001 - 11/26/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
BC
Issued 02/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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