Unclaimed
Jay Jinsuk Yang is a financial professional registered with Mizuho Securities USA LLC. Jay has been in the industry since 2016. Jay's previous experience includes roles at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, and HSBC Securities (USA) Inc. Jay holds the Series 63, Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/10/2021 - 12/11/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NC
05/29/2019 - 04/19/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
09/28/2015 - 04/09/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 01/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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