Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Sims is a financial advisor who has been in the industry since 1992. Jay is currently registered with Cetera Advisor Networks LLC and has been with the firm since 2013. Previously, Jay was employed with ING Financial Partners, Inc., Transamerica Financial Advisors, Inc., Valmark Securities, Inc., H. Beck, Inc. and MML Investors Services, Inc. Jay is licensed to offer securities in Delaware, District of Columbia, Florida, Georgia, Maryland, Oklahoma, Pennsylvania, South Carolina and Virginia. Jay holds Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
10/24/2013 - Present
Cetera Advisor Networks LLC (COLUMBIA MD)
MD
11/30/2006 - 10/30/2013
ING FINANCIAL PARTNERS, INC. (CLARKSVILLE MD)
MD
08/05/2002 - 12/04/2006
TRANSAMERICA FINANCIAL ADVISORS, INC. (COLUMBIA MD)
OH
12/13/2001 - 08/05/2002
VALMARK SECURITIES, INC. (AKRON OH)
MD
03/06/2000 - 12/13/2001
H. BECK, INC. (ROCKVILLE MD)
MA
08/07/1992 - 03/22/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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