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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Hyunjoon Hwang is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jay has been in the industry since September 12, 2006. Jay is licensed to provide investment advice in California, Texas and Virginia. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Jay has been registered with LPL FINANCIAL LLC, NYLIFE SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jay Hyunjoon Hwang holds the Series 7, Series 63, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/22/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
VA
11/04/2014 - 11/06/2017
LPL FINANCIAL LLC (ANNANDALE VA)
VA
03/23/2009 - 11/03/2014
NYLIFE SECURITIES LLC (VIENNA VA)
VA
11/04/2008 - 02/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
NA
12/02/1992 - 02/28/1995
DONGSUH INTERNATIONAL (AMERICA), INC.
BOTH
Issued 12/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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