Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Horacek is a registered representative with Rabo Securities USA, Inc. Jay has been in the securities industry since 2001 and holds a Series 7, Series 63, Series 79TO and SIE licenses. Jay has experience working for several financial institutions, including BNP PARIBAS SECURITIES CORP., Nomura Securities International, Inc., Citigroup Global Markets Inc., and Salomon Smith Barney Inc. Jay's current registration is active in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2017 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
06/04/2007 - 05/31/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/21/2005 - 03/16/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/25/2003 - 04/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/12/1999 - 12/31/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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