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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Kim is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Sacramento, California. Jay has over 18 years of experience in the financial services industry and holds the Series 66, Series 7, and SIE licenses. Jay Kim is also registered with the state of California as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
09/29/2022 - Present
Cambridge Investment Research Advisors, Inc. (Sacramento CA)
CA
04/03/2019 - 04/26/2022
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
06/02/2008 - 04/11/2019
CHARLES SCHWAB & CO., INC. (Sacramento CA)
CA
07/28/2006 - 05/14/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (SACRAMENTO CA)
CA
04/16/2004 - 07/13/2006
LINCOLN FINANCIAL ADVISORS CORPORATION (SACRAMENTO CA)
IN
04/16/2004 - 03/27/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 06/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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