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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Glenn Thornton is a financial advisor with over 40 years of experience in the industry. Jay currently holds active registrations with both the Broker-Dealer and Investment Advisor communities. Jay is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. in NEWPORT BEACH, CA. Jay has also held previous registrations with MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED and E. F. HUTTON & COMPANY INC. Jay provides investment advisory services to corporations or other businesses, individuals (other than high-net-worth), high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/29/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
04/02/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
CA
11/09/1993 - 04/02/2007
MORGAN STANLEY DW INC. (NEWPORT BEACH CA)
NY
10/13/1987 - 10/19/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/23/1982 - 10/23/1987
E. F. HUTTON & COMPANY INC
BOTH
Issued 12/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1992
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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