Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Gorman is a financial advisor with over 10 years of experience. Jay Gorman is currently registered with Regions Securities LLC and has been with the firm since August 2016. Prior to that, Jay Gorman was employed at Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and NatCity Investments, Inc. Jay Gorman has a Series 7, Series 79 and Series 63 license. Jay Gorman is registered in 51 states and is active in the broker-dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/24/2016 - Present
Regions Securities LLC (NASHVILLE TN)
TN
05/02/2012 - 02/19/2016
RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)
TN
03/21/2012 - 05/02/2012
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
OH
12/09/2008 - 04/28/2009
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
KY
09/24/1997 - 06/25/1998
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 12/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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