Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Garman is an Ameriprise Financial Services, LLC advisor, with over 40 years of experience in the financial services industry. Jay is a registered investment advisor in North Carolina and a registered representative in North Carolina and Texas. Jay has a strong background in financial planning, portfolio management, and retirement planning. Jay's prior experience includes working with IDS Life Insurance Company and IDS Financial Services Inc. Jay holds Series 1, 7, 22TO, 24, 51, 63, and SIE licenses. Jay works with a range of clients, including high-net-worth individuals, trusts and estates, charitable organizations, insurance companies, pension and profit-sharing plans, corporations, and individuals other than high-net-worth. Jay is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/29/2006 - Present
Ameriprise Financial Services, LLC (CHARLOTTE NC)
MN
01/06/1981 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
01/06/1981 - 12/24/1986
IDS FINANCIAL SERVICES INC.
NA
04/23/1980 - 08/30/1980
IDS LIFE INSURANCE COMPANY
NA
04/23/1980 - 08/30/1980
IDS MARKETING CORPORATION
NA
04/23/1980 - 08/30/1980
INVESTORS DIVERSIFIED SERVICES, INC.
BC
Issued 03/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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