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Jay Francis Skagerberg

Apex Clearing Corp.

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About Jay Francis Skagerberg

Jay Francis Skagerberg is a financial advisor who has been in the industry since 2012. Jay is currently registered with Apex Clearing Corp. in Texas. Jay previously worked with Electronic Transaction Clearing, Inc., 1st Global Capital Corp., and Southwest Securities, Inc. Jay holds a Series 7, Series 63, Series 24 and Series 65 licenses and is also registered with the Securities Industry Essentials (SIE) exam.

Firm Information

Jay Skagerberg is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jay Skagerberg’s Registration & Firm History

TX

09/21/2017 - Present

Apex Clearing Corp. (DALLAS TX)

TX

06/11/2020 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

TX

11/03/2015 - 09/18/2017

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

04/03/2014 - 05/29/2015

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

10/14/2011 - 03/24/2014

SOUTHWEST SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 10/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jay Francis Skagerberg.
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