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Jay Francis Hromatka

Piper Sandler & Co.

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About Jay Francis Hromatka

Jay Francis Hromatka is a financial advisor with over 30 years of experience in the industry. Jay is currently registered with Piper Sandler & Co. in Minneapolis, MN. Jay has previously held positions with Herbert J. Sims & Co, Inc., Piper Jaffray & Co., Municipal Capital Markets Group, Inc., Miller Johnson Steichen Kinnard, Inc., Miller, Johnson & Kuehn, Incorporated, and Juran & Moody, Inc. Jay has a Series 7, Series 50, Series 52TO, and SIE licenses. Jay specializes in Municipal Finance.

Firm Information

Jay Hromatka is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jay Hromatka’s Registration & Firm History

MN

05/28/2019 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

MN

03/14/2016 - 05/30/2019

HERBERT J. SIMS & CO, INC. (BLOOMINGTON MN)

MN

09/10/2009 - 03/14/2016

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

MN

01/03/2003 - 08/28/2009

MUNICIPAL CAPITAL MARKETS GROUP, INC. (MINNEAPOLIS MN)

MN

01/01/2001 - 01/02/2003

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

01/03/1997 - 01/01/2001

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

MN

04/03/1991 - 01/03/1997

JURAN & MOODY, INC. (ST. PAUL MN)

NA

04/19/1984 - 11/15/1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 05/16/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 04/01/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jay Francis Hromatka.
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