Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Francis Brown is a financial professional with over 27 years of experience in the financial services industry. Jay has a strong background in investment banking and wealth management, having worked for prominent firms such as Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and Vanguard Marketing Corporation. Currently, Jay is a registered representative with BNP Paribas Securities Corp., where Jay has been employed since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/25/2005 - Present
BNP Paribas Securities Corp. (Chesterbrook PA)
NY
12/20/2013 - 06/26/2015
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
OH
01/18/2005 - 06/01/2005
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NY
01/17/2003 - 10/04/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
01/26/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
PA
03/12/1996 - 01/24/2001
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
10/05/1994 - 09/25/1995
FIN-PLAN INVESTMENTS, INC. (SOUDERTON PA)
BOTH
Issued 01/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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