Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Edwin Rothmeier is an investment advisor representative with Ameriprise Financial Services, LLC, and has been in the industry since April 8, 2001. Jay has experience with Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, U.S. Brokerage, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Jay holds a Series 66 license and has passed the Securities Industry Essentials Examination (SIE), National Commodity Futures Examination (Series 3), Futures Managed Funds Examination (Series 31), and General Securities Representative Examination (Series 7). Jay offers financial planning, pension consulting, educational seminars, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
08/15/2018 - Present
Ameriprise Financial Services, LLC (Minnetonka MN)
MN
10/27/2016 - 04/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
07/11/2016 - 11/02/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (EAGAN MN)
MN
03/04/2014 - 04/04/2016
MORGAN STANLEY (MINNEAPOLIS MN)
MN
10/01/2002 - 01/03/2013
U.S. BROKERAGE, INC. (ST. PAUL MN)
MN
12/16/1998 - 03/15/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/16/1998 - 03/15/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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