Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Edward Morrison is a financial advisor with over 25 years of experience in the industry. Jay is a registered representative of Robert W. Baird & Co. Inc. and has been with the firm since 2011. Prior to joining Baird, Jay worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Dain Rauscher Incorporated. Jay is licensed to provide investment advice in several states, including Iowa, Florida, Oklahoma, and Texas. Jay holds Series 7, 31, and 63 licenses, as well as a Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IA
02/07/2017 - Present
Robert W. Baird & Co. Inc. (SIOUX CITY IA)
IA
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (SIOUX CITY IA)
IA
04/10/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
NY
03/02/1998 - 04/09/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/11/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 07/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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