Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Matthews is a financial advisor with over 25 years of experience in the industry. Jay has been registered with Edward Jones since October 2019, previously working with Wells Fargo Advisors and First Clearing. Jay holds several licenses and registrations including Series 6, 7, 9, 10, 24, 55, 63, 66, and SIE. Jay has a proven track record of success in providing financial planning and portfolio management services to individuals and businesses. Jay specializes in assisting clients with retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
10/11/2023 - Present
Edward Jones (ST LOUIS MO)
MO
04/11/2016 - 09/16/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
05/01/2009 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
10/27/2006 - 02/29/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NJ
02/07/2006 - 09/26/2006
MELLON SECURITIES LLC (JERSEY CITY NJ)
NY
11/28/2000 - 05/09/2005
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NY
09/16/1994 - 12/31/1998
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
BOTH
Issued 11/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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