Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Douglas Otto is a financial advisor with over 30 years of experience in the industry. Jay has a Series 7, Series 10, Series 9 and Series 63 licenses. Jay is currently registered with Morgan Stanley and has been with the firm since 2014. Previously, Jay worked with J.J.B HILLIARD, W.L. LYONS, LLC, Legg Mason Wood Walker, Incorporated and Wachovia Securities, LLC. Jay specializes in providing investment advice and financial planning services for individuals, businesses, corporations, pension and profit-sharing plans, investment companies, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
08/01/2022 - Present
Morgan Stanley (Centerville OH)
OH
06/17/2005 - 06/15/2011
J.J.B HILLIARD, W.L. LYONS, LLC (DAYTON OH)
MD
08/29/2003 - 06/22/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
09/04/1990 - 09/15/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
09/20/1988 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
IA
Issued 11/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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