Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJAY DOUGLAS DAVIS is an active investment advisor representative with Northwestern Mutual Investment Services, LLC. JAY DOUGLAS DAVIS has been in the industry since 1982 and has been registered with the state of Iowa since 2002. JAY DOUGLAS DAVIS is also registered with the state of Colorado, Minnesota, Missouri, Nebraska, North Carolina, South Dakota, and Arizona. JAY DOUGLAS DAVIS is a Series 6, Series 26, and Series 63 licensed representative. JAY DOUGLAS DAVIS is located at 501 Pierce St Ste 400, Sioux City, IA 51101.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IA
08/30/1982 - Present
Northwestern Mutual Investment Services, LLC (Sioux City IA)
WI
09/25/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/2/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/2/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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