Unclaimed
Jay Dean Wegner has been a registered representative since 1998 and has worked with Cetera Advisor Networks LLC since April 2021. Prior to that, Jay worked with TD Ameritrade Clearing, Inc., TD Ameritrade, Inc., and Securities America, Inc.. Jay is a registered principal and holds the Series 4, Series 7, Series 24 and Series 63 licenses. He also holds the SIE and Series 66 licenses. Jay is registered to do business in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/23/2021 - Present
Cetera Advisor Networks LLC (OMAHA NE)
NE
03/21/2018 - 07/05/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
02/14/2008 - 07/05/2019
TD AMERITRADE, INC. (OMAHA NE)
NE
03/04/1998 - 01/23/2008
SECURITIES AMERICA, INC. (OMAHA NE)
BOTH
Issued 05/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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