Unclaimed
Jay Novak is a financial professional with over 20 years of experience in the securities industry. Jay has a Series 7, Series 24, Series 63 and Series 79TO. Jay is currently registered with Houlihan Lokey Capital, Inc. in Miami, Florida. Jay was previously registered with INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION. Jay is currently licensed in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/29/2000 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
NA
09/02/1993 - 10/07/1993
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BC
Issued 12/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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