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Jay David Novak

Houlihan Lokey Capital, Inc.

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About Jay David Novak

Jay Novak is a financial professional with over 20 years of experience in the securities industry. Jay has a Series 7, Series 24, Series 63 and Series 79TO. Jay is currently registered with Houlihan Lokey Capital, Inc. in Miami, Florida. Jay was previously registered with INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION. Jay is currently licensed in 50 states.

Firm Information

Jay Novak is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jay Novak’s Registration & Firm History

FL

03/29/2000 - Present

Houlihan Lokey Capital, Inc. (MIAMI FL)

NA

09/02/1993 - 10/07/1993

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 12/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay David Novak.
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