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Jay Charles Burgman

Northwestern Mutual Investment Services, LLC

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About Jay Charles Burgman

Jay Charles Burgman is a financial advisor with Northwestern Mutual Investment Services, LLC. Jay has been in the financial services industry since 1986. Jay holds both Series 7 and Series 63 licenses as well as the SIE, and is registered in multiple states, including Pennsylvania, New Jersey, New York, Florida, and California.

Firm Information

Jay Burgman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jay Burgman’s Registration & Firm History

PA

08/30/2010 - Present

Northwestern Mutual Investment Services, LLC (Jamison PA)

PA

11/14/2006 - 10/17/2007

LINSCO/PRIVATE LEDGER CORP. (DOYLESTOWN PA)

PA

10/24/2005 - 11/16/2006

GENWORTH FINANCIAL SECURITIES CORPORATION (PIPERSVILLE PA)

NJ

06/02/2000 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

WI

04/18/1990 - 05/26/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

04/18/1990 - 05/26/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

05/19/1987 - 04/04/1990

BOUCHER, OEHMKE & COMPANY

NA

01/20/1986 - 05/20/1987

SECURITIES NETWORK, INC.

NA

08/20/1985 - 01/31/1986

MAI SECURITIES CORPORATION

NA

11/04/1983 - 09/03/1985

NML EQUITY SERVICES, INC.

NA

02/13/1985 - 08/26/1985

ROBERT W. BAIRD & CO. INCORPORATED

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Licenses & Designations

BOTH

Issued 10/04/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/14/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2010

Series 7 - General Securities Representative Examination

BC

Issued 11/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay Charles Burgman.
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