Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Carlton Rosencrance is a registered representative with Athene Securities, LLC. Jay has been in the securities industry since October 22, 2002. Jay has Series 6, 7, 63, and 65 licenses and has been registered in Virginia since June 19, 2015. Jay has previously worked for JBS Liberty Securities, Inc., Capital Guardian, LLC, and Capital Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
06/19/2015 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
01/10/2013 - 06/15/2015
JBS LIBERTY SECURITIES, INC. (WEST DES MOINES IA)
NC
05/11/2011 - 04/24/2012
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
VA
10/25/2001 - 01/31/2011
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
IA
Issued 08/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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