Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Capps is a registered representative with Northwestern Mutual Investment Services, LLC, specializing in providing financial guidance and investment services. Jay holds the Series 63, Series 6TO, and SIE licenses, demonstrating a commitment to professional knowledge and expertise. With experience in the industry, Jay provides personalized services to clients in various locations, including Las Vegas, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NV
06/15/2020 - Present
Northwestern Mutual Investment Services, LLC (Las Vegas NV)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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