Unclaimed
Jay C. Alexander is a financial professional with over 12 years of experience in the industry. Jay is currently registered with Amundi Distributor US, Inc. and is licensed in 53 states. Jay's previous experience includes roles with Aberdeen Fund Distributors, LLC, Standard Life Investments Securities LLC, Eaton Vance Distributors, Inc., Columbia Management Investment Distributors, Inc., Riversource Distributors, Inc. and Ameriprise Financial Services, Inc. Jay holds the Series 3, 7, and 63 licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/01/2021 - Present
Amundi Distributor US, Inc. (BOSTON MA)
MA
12/11/2018 - 05/26/2021
ABERDEEN FUND DISTRIBUTORS, LLC (Boston MA)
MA
07/14/2014 - 12/10/2018
STANDARD LIFE INVESTMENTS SECURITIES LLC (BOSTON MA)
MA
05/07/2010 - 04/29/2011
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MN
01/02/2009 - 05/17/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
01/02/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/30/2006 - 12/31/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/01/2006 - 05/22/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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