Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Broeg is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Jay has been working in the financial services industry since December 10, 2007. Jay is licensed to provide investment advice in 24 states. Jay is a registered representative of Northwestern Mutual Investment Services, LLC and holds the Series 6, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
12/11/2007 - Present
Northwestern Mutual Investment Services, LLC (Mechanicsburg PA)
IA
Issued 11/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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