Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Brendan Dipaolo is a financial professional who has been in the industry since 2001. Jay has a broad range of experience and has held positions at several firms including Andover Brokerage, L.L.C. and Assent LLC. Jay is currently registered with T3 Trading Group, LLC. Jay has passed the Series 7, 55, 63, and SIE exams and the Securities Trader Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2023 - Present
T3 Trading Group, LLC (NEW YORK NY)
IL
12/02/2003 - 01/21/2004
ASSENT LLC (BOLINGBROOK IL)
NY
12/04/2001 - 01/23/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 02/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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