Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Kaplan is a financial professional with over 18 years of experience in the industry. Jay is currently registered with Equitable Distributors, LLC in Charlotte, NC. Jay has previously held positions with Allianz Life Financial Services, LLC, AXA Distributors, LLC, and Citigroup Global Markets Inc. Jay holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/21/2016 - Present
Equitable Distributors, LLC (Charlotte NC)
MN
04/02/2014 - 06/22/2016
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
12/08/2004 - 03/26/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NY
11/03/2004 - 12/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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