Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Bhupendra Shah is a financial advisor with Harris Williams. Jay has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Jay has been in the industry since September 14, 2023 and is currently registered with FINRA and Harris Williams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
09/15/2023 - Present
Harris Williams (RICHMOND VA)
BC
Issued 09/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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