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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Bernard Ericsson is a financial advisor with over 30 years of experience in the industry. Jay is registered with Wells Fargo Clearing Services, LLC, and has previously worked with UBS Financial Services Inc. and Morgan Stanley DW Inc. Jay specializes in providing financial planning, investment consulting services, and portfolio management for individuals and businesses. Jay is licensed to provide investment advice in 24 states, and holds a number of industry certifications including the Series 3, Series 7, Series 8, Series 9, Series 10, Series 63 and Series 65 exams. Jay's primary office is in Bakersfield, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/29/2018 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CA
07/28/2006 - 03/15/2018
UBS FINANCIAL SERVICES INC. (BAKERSFIELD CA)
CA
06/24/1986 - 07/31/2006
MORGAN STANLEY DW INC. (BAKERSFIELD CA)
IA
Issued 07/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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