Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Arthur Pender is a financial advisor with over 16 years of experience in the financial services industry. Jay is currently registered with Stifel, Nicolaus & Company, Inc. and is a Registered Representative and Investment Advisor Representative. Jay has previously worked with Wells Fargo Clearing Services, LLC and Edward Jones. Jay holds the Series 66, Series 7 and SIE licenses. In addition to his financial services activities, Jay is also a score board operator for Johnston Community School District in Johnston, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
07/11/2022 - Present
Stifel, Nicolaus & Company, Inc. (WEST DES MOINES IA)
IA
02/10/2011 - 12/08/2020
WELLS FARGO CLEARING SERVICES, LLC (PERRY IA)
IA
06/06/2007 - 02/11/2011
EDWARD JONES (JOHNSTON IA)
BOTH
Issued 06/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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