Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Appel is a registered representative with Northwestern Mutual Investment Services, LLC in Fort Lauderdale, Florida. Jay is a financial professional with over 20 years of experience. Jay Appel has passed the Series 7, Series 63, Series 66 and SIE exams. Jay has previously held roles at Sanford C. Bernstein & CO., LLC and Sanford C. Bernstein & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)
NY
12/07/2000 - 05/09/2001
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
05/28/1997 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 04/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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