Unclaimed
Jay Anand Iyer is a securities professional with experience in the financial industry. Jay has passed the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) and is currently registered with CTC, LLC. Jay is based in Chicago, Illinois and has been in the industry since June 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/20/2020 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 06/20/2020
Series 57TO - Securities Trader Exam
BC
Issued 11/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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