linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jay Allen Spearman

Piper Sandler & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jay? Claim Your Profile

About Jay Allen Spearman

Jay Allen Spearman is a financial advisor with Piper Sandler & Co. Jay has been in the financial services industry since September 1999. Jay is a registered representative in Nebraska. Jay is also a licensed municipal advisor representative. Jay has experience in the municipal securities market and has passed the Series 7, Series 50, Series 52TO, and Series 66 exams. Jay was previously employed by Ameritas Investment Corp. Jay holds a Series 66 license. Jay Allen Spearman is a well-respected advisor with a strong track record of success.

Firm Information

Jay Spearman is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jay Spearman’s Registration & Firm History

NE

08/15/2019 - Present

Piper Sandler & Co. (Omaha NE)

NE

09/30/1999 - 09/09/2019

AMERITAS INVESTMENT CORP. (OMAHA NE)

Not sure if Jay Allen Spearman is right for you?

Licenses & Designations

BOTH

Issued 12/14/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 11/06/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jay Allen Spearman.
Not sure if Jay Allen Spearman is right for you?