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Jay Allen Schwab

Thrivent Investment Management Inc.

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About Jay Allen Schwab

Jay Allen Schwab is a registered representative with Thrivent Investment Management Inc., based in Waukesha, WI. Jay has been in the financial industry since December 6, 2000. Jay is licensed to offer financial services in Wisconsin. Previously, Jay worked at H. Beck, Inc. and Northwestern Mutual Investment Services, LLC. Jay has a broad range of experience in the financial services industry, and has passed several professional exams, including Series 6, 7, 26, 63, and 66.

Firm Information

Jay Schwab is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jay Schwab’s Registration & Firm History

WI

04/10/2018 - Present

Thrivent Investment Management Inc. (WAUKESHA WI)

WI

07/10/2017 - 03/27/2018

H. BECK, INC. (ELM GROVE WI)

WI

09/05/2000 - 04/07/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 11/10/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2009

Series 7 - General Securities Representative Examination

BC

Issued 09/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay Allen Schwab.
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