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Jay Alan Toomey

Alliance-ONE Investments, LLC

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About Jay Alan Toomey

Jay Alan Toomey is a financial advisor with Alliance-ONE Investments, LLC. Jay has been in the financial services industry since 1996. He is licensed to sell securities and is also a Registered Representative of Alliance-ONE Investments, LLC. Jay has held prior positions with MetLife Investors Distribution Company, MetLife Securities, Inc., New England Securities, Hartford Equity Sales Company Inc. and Tower Square Securities, Inc.

Firm Information

Jay Toomey is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jay Toomey’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

10/17/2012 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

11/15/2012 - 06/30/2016

METLIFE SECURITIES, INC (CHARLOTTE NC)

NC

10/17/2012 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

MA

03/25/2009 - 10/29/2012

METLIFE SECURITIES INC. (SPRINGFIELD MA)

CT

04/01/2006 - 03/19/2009

METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)

CA

11/23/1998 - 04/01/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CT

10/05/1994 - 04/16/1997

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 12/18/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jay Alan Toomey.
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