Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Adam Rubman is a financial advisor affiliated with Avantax Advisory Services, a registered investment advisor. Jay has been in the financial services industry for over 20 years, and has a broad range of experience working with individual clients, families, and businesses. Jay's practice focuses on financial planning, retirement planning, and investment management. In addition to his role as a financial advisor, Jay is also an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CT
02/24/2016 - Present
Avantax Advisory Services (Enfield CT)
CT
08/19/2015 - 09/15/2015
NATIONWIDE SECURITIES, LLC (Windsor CT)
CT
07/17/2014 - 08/05/2015
SANTANDER SECURITIES LLC (ENFIELD CT)
CT
04/18/2008 - 07/15/2014
H.D. VEST INVESTMENT SERVICES (ENFIELD CT)
MA
08/08/2006 - 01/31/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
CT
11/21/2005 - 08/31/2006
H.D. VEST INVESTMENT SERVICES (ENFIELD CT)
NY
04/05/2005 - 10/18/2005
AXA ADVISORS, LLC (NEW YORK NY)
MA
11/07/2003 - 04/01/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
TX
02/27/2002 - 12/16/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 07/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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