Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jay? Claim Your ProfileJay Aaron Goldstein is a financial advisor at Robert W. Baird & Co. Inc.. Jay has been in the financial services industry since 1983 and has a broad range of experience. Jay is registered with both the Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, Series 8, Series 9, Series 10, Series 63, and Series 65. Jay is currently registered to provide investment advice in Illinois, Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
04/05/2017 - Present
Robert W. Baird & Co. Inc. (Peoria Heights IL)
MO
09/04/1990 - 05/26/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/03/1983 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
IA
Issued 12/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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