Unclaimed
Javier Tavares is a financial advisor with J.p. Morgan Securities LLC. Javier has over 20 years of experience in the financial industry. Javier is registered with FINRA and the state of New York. Javier holds the Series 6, 7, 63, 65, and SIE licenses. Javier has previously worked at HSBC Securities (USA) Inc., Chase Investment Services Corp., and PFS Investments Inc. Javier's specialties include providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals. Javier is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/03/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
11/07/2007 - 10/10/2011
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/14/2004 - 10/02/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
GA
10/02/2001 - 12/31/2001
PFS INVESTMENTS INC. (DULUTH GA)
GA
01/05/1998 - 12/31/2000
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 08/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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