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Javier Tavares

J.p. Morgan Securities LLC

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About Javier Tavares

Javier Tavares is a financial advisor with J.p. Morgan Securities LLC. Javier has over 20 years of experience in the financial industry. Javier is registered with FINRA and the state of New York. Javier holds the Series 6, 7, 63, 65, and SIE licenses. Javier has previously worked at HSBC Securities (USA) Inc., Chase Investment Services Corp., and PFS Investments Inc. Javier's specialties include providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals. Javier is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Javier Tavares is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Javier Tavares’s Registration & Firm History

NY

06/03/2015 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

11/07/2007 - 10/10/2011

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

09/14/2004 - 10/02/2007

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

GA

10/02/2001 - 12/31/2001

PFS INVESTMENTS INC. (DULUTH GA)

GA

01/05/1998 - 12/31/2000

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/18/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/13/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Javier Tavares.
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