Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Serrano is a financial professional registered with FINRA and the Securities Industry Essentials Examination (SIE). Javier holds a Series 99TO and is currently employed at Mizuho Securities USA LLC. Javier's registration began on September 28th, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/28/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 09/28/2022
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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