Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Rodriguez is a financial advisor with over 30 years of experience in the industry. Javier is currently registered with U.S. Bancorp Investments, Inc. in California and holds Series 6, 7, and SIE licenses. Previously, Javier was registered with WAMU INVESTMENTS, INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, BA INVESTMENT SERVICES, INC., GNA SECURITIES, INC., GRIFFIN FINANCIAL SERVICES, and JOHN HANCOCK DISTRIBUTORS, INC. Javier has experience providing financial advice to individuals, corporations, charitable organizations, pension plans, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
10/20/2009 - Present
U.s. Bancorp Investments, Inc. (Downey CA)
CA
05/02/2009 - 10/05/2009
CHASE INVESTMENT SERVICES CORP. (WEST COVINA CA)
CA
05/01/1998 - 05/02/2009
WAMU INVESTMENTS, INC. (WEST COVINA CA)
CA
03/16/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
05/30/1992 - 03/16/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
04/22/1991 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
02/14/1989 - 01/02/1991
GRIFFIN FINANCIAL SERVICES
MA
01/29/1986 - 02/25/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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