Unclaimed
Javier Ramos is a financial professional with experience in the financial services industry. Javier is registered with PFS Investments Inc. and has been working in the field since 2013. Javier has a Series 63 license and has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Javier is currently licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
02/04/2021 - Present
PFS Investments Inc. (HOUSTON TX)
CA
02/12/2018 - 02/07/2019
PFS INVESTMENTS INC. (BURBANK CA)
CA
03/12/2013 - 02/18/2016
PFS INVESTMENTS INC. (BURBANK CA)
BC
Issued 04/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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